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CONNING, INC.
CRD 107423File 801-18641
APPROVED
Filing as of Mar 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$106.90B
Top 10% of cohort (national)
Discretionary AUM
$106.62B
Non-discretionary $272.1M
Clients
161
819 accounts
Employees
270
Top 10% of cohort in CT
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Mar 21, 1983
- Principal office
- ONE FINANCIAL PLAZA, 755 MAIN STREET, HARTFORD, CT, 06103
- Phone
- 860-299-2000
- Website
- HTTP://WWW.CONNING.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $106.90B
- Discretionary AUM
- $106.62B
- Non-discretionary AUM
- $272.1M
- Discretionary accounts
- 813
- Non-discretionary accounts
- 6
- Total accounts
- 819
- AUM per client
- $664.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 9 | $538.7M |
| Insurance companies | 121 | $94.28B |
| Charitable organizations | Fewer than 5 | $100.4M |
| Pooled investment vehicles | 8 | $1.87B |
| Pension and profit sharing plans | 6 | $147.8M |
| State or municipal government entities | 17 | $9.85B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — NEGOTIATED FEES
- Subscription fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Publications
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.