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MCGINN PENNINGER INVESTMENT MANAGEMENT INC.
CRD 107396File 801-40578
APPROVED
Retail clients
Filing as of Mar 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$204.4M
Below cohort median (national)
Discretionary AUM
$204.4M
Clients
332
332 accounts
Employees
5
Bottom 25% of cohort in VA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Feb 7, 1992
- Principal office
- 277 S. WASHINGTON STREET, SUITE 340, ALEXANDRIA, VA, 22314
- Phone
- 703-548-2555
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $204.4M
- Discretionary AUM
- $204.4M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 332
- Non-discretionary accounts
- 0
- Total accounts
- 332
- AUM per client
- $616K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 1 | $86.2M |
| High net worth individuals | 331 | $118.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 230 | 332 | increased by102 |
| Apr 1, 2026 | AUM | $174,267,133 | $204,440,844 | increased by$30,173,711 |
| Apr 1, 2026 | Accounts | 230 | 332 | increased by102 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 3 | 5 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 218 | 230 | increased by12 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $172,814,796 | $174,267,133 | increased by$1,452,337 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 218 | 230 | increased by12 |
| Apr 1, 2022 | Clients | 212 | 218 | increased by6 |
| Apr 1, 2022 | AUM | $121,959,029 | $172,814,796 | increased by$50,855,767 |
| Apr 1, 2022 | Accounts | 212 | 218 | increased by6 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MCGINN PENNINGER” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MCGINN PENNINGER” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.