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FISHER INVESTMENTS
Legal name: FISHER ASSET MANAGEMENT, LLC
CRD 107342File 801-29362
APPROVED
Retail clients
Filing as of Apr 2, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$386.67B
Top 10% of cohort (national)
Discretionary AUM
$386.67B
Clients
199,918
422,516 accounts
Employees
4,369
Top 10% of cohort in TX
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Mar 26, 1987
- Principal office
- 6500 INTERNATIONAL PKWY, STE 2050, PLANO, TX, 75093-8222
- Phone
- 800-851-8845
- Website
- http://www.kenfisher.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $386.67B
- Discretionary AUM
- $386.67B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 422,516
- Non-discretionary accounts
- 0
- Total accounts
- 422,516
- AUM per client
- $1.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 672 | $1.31B |
| Non-U.S. persons | Fewer than 5 | $5.79B |
| Insurance companies | Fewer than 5 | $891.4M |
| Investment companies | 3 | $249.5M |
| Charitable organizations | 25 | $4.11B |
| Other investment advisers | 11 | $5.24B |
| High net worth individuals | 125,844 | $283.02B |
| Pooled investment vehicles | 46 | $7.41B |
| Pension and profit sharing plans | 73 | $6.50B |
| State or municipal government entities | 20 | $23.74B |
| Individuals (other than high net worth individuals) | 73,217 | $48.32B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 199,922 | 199,918 | decreased by4 |
| Mar 1, 2026 | Employees | 4,065 | 4,369 | increased by304 |
| Mar 1, 2026 | Clients | 174,538 | 199,922 | increased by25,384 |
| Mar 1, 2026 | AUM | $298,729,428,900 | $386,669,724,038 | increased by$87,940,295,138 |
| Mar 1, 2026 | Accounts | 360,116 | 422,516 | increased by62,400 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 2,908 | 4,065 | increased by1,157 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 108,185 | 174,538 | increased by66,353 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $208,905,102,124 | $298,729,428,900 | increased by$89,824,326,776 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 217,207 | 360,116 | increased by142,909 |
| Apr 1, 2022 | Employees | 2,329 | 2,908 | increased by579 |
| Apr 1, 2022 | Clients | 84,394 | 108,185 | increased by23,791 |
| Apr 1, 2022 | AUM | $159,611,530,686 | $208,905,102,124 | increased by$49,293,571,438 |
| Apr 1, 2022 | Accounts | 166,694 | 217,207 | increased by50,513 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FISHER INVESTMENTS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FISHER INVESTMENTS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.