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DUFF & PHELPS INVESTMENT MANAGEMENT CO.
CRD 107296File 801-14813
APPROVED
Filing as of Apr 17, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$12.75B
Top 10% of cohort (national)
Discretionary AUM
$12.75B
Clients
44
44 accounts
Employees
53
Top 25% of cohort in IL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jul 2, 1979
- Principal office
- 10 S. WACKER DRIVE, 19TH FLOOR, CHICAGO, IL, 60606
- Phone
- 312-263-2610
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $12.75B
- Discretionary AUM
- $12.75B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 44
- Non-discretionary accounts
- 0
- Total accounts
- 44
- AUM per client
- $289.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 9 | $916.5M |
| Investment companies | 14 | $7.51B |
| Charitable organizations | 3 | $47.5M |
| Pooled investment vehicles | 6 | $1.48B |
| Pension and profit sharing plans | 7 | $2.09B |
| State or municipal government entities | 5 | $701.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.