LIPPER ADVISORY SERVICES INC

CRD 107283File 801-39851

APPROVED

Retail clients

Custody

Filing as of Mar 20, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$155.8M

Bottom 25% of cohort (national)

Discretionary AUM

$155.8M

Clients

24 accounts

Employees

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: NYRO
Registration date: Sep 16, 1991
Principal office: Not reported
Phone: (908) 273-2454
Website: Not reported

Assets & accounts

ADV Item 5F

Total regulatory AUM: $155.8M
Discretionary AUM: $155.8M
Non-discretionary AUM: $0
Discretionary accounts: 24
Non-discretionary accounts: 0
Total accounts: 24
AUM per client: $7.8M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	4	$37.0M
Charitable organizations	1	$2.6M
High net worth individuals	3	$55.2M
Pooled investment vehicles	1	$58.7M
Individuals (other than high net worth individuals)	11	$2.2M

Compensation & activities

ADV Items 5E, 5G

Compensation

Other
Fixed fees
Other (described) — PRE-AUTHORIZED EXPENSE REIMBUSEMENT AND RETAINER
A percentage of assets under your management

Advisory activities

Selection of other advisers
Portfolio management for other
Portfolio management for businesses
Portfolio management for pooled investment vehicles
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.