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INVESTMENT MANAGEMENT CORPORATION
CRD 107246File 801-107457
APPROVED
Retail clients
Filing as of Feb 26, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$191.2M
Bottom 25% of cohort (national)
Discretionary AUM
$191.2M
Clients
193
666 accounts
Employees
6
Bottom 25% of cohort in VA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Mar 25, 2016
- Principal office
- 1940 ELECTRIC RD, ROANOKE, VA, 24018-1621
- Phone
- 540-774-8899
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $191.2M
- Discretionary AUM
- $191.2M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 666
- Non-discretionary accounts
- 0
- Total accounts
- 666
- AUM per client
- $991K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $45K |
| High net worth individuals | 49 | $147.7M |
| Pension and profit sharing plans | 6 | $8.7M |
| Individuals (other than high net worth individuals) | 135 | $34.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Clients | 182 | 193 | increased by11 |
| Mar 1, 2026 | AUM | $169,572,084 | $191,179,778 | increased by$21,607,694 |
| Mar 1, 2026 | Accounts | 616 | 666 | increased by50 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 160 | 182 | increased by22 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $131,578,150 | $169,572,084 | increased by$37,993,934 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 542 | 616 | increased by74 |
| Apr 1, 2022 | Clients | 159 | 160 | increased by1 |
| Apr 1, 2022 | AUM | $132,882,886 | $131,578,150 | decreased by$1,304,736 |
| Apr 1, 2022 | Accounts | 512 | 542 | increased by30 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “INVESTMENT MANAGEMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“INVESTMENT MANAGEMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.