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OHIGGINS ASSET MANAGEMENT INC
CRD 107194File 801-119691
APPROVED
Retail clients
Filing as of Mar 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$194.8M
Below cohort median (national)
Discretionary AUM
$83.6M
Non-discretionary $111.3M
Clients
49
49 accounts
Employees
3
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Oct 26, 2020
- Principal office
- Not reported
- Phone
- 305-861-1883
- Website
- HTTP://OHIGGINS.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $194.8M
- Discretionary AUM
- $83.6M
- Non-discretionary AUM
- $111.3M
- Discretionary accounts
- 48
- Non-discretionary accounts
- 1
- Total accounts
- 49
- AUM per client
- $4.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 6 | $68.4M |
| Charitable organizations | Fewer than 5 | $111.3M |
| High net worth individuals | 13 | $10.5M |
| Individuals (other than high net worth individuals) | 29 | $4.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.