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RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.

CRD 107173File 801-20303
APPROVED
Retail clients
Custody
Disclosure events
Filing as of May 21, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$104.49B
Top 10% of cohort (national)
Discretionary AUM
$104.49B
Clients
245
245 accounts
Employees
212
Top 10% of cohort in MN

Identity & registration

ADV Item 1
Organization form
Corporation
Firm type
Registered
SEC region
CHRO
Registration date
Dec 27, 1983
Principal office
250 NICOLLET MALL, SUITE 1550, MINNEAPOLIS, MN, 55401-7585
Phone
612-376-7000

Assets & accounts

ADV Item 5F
Total regulatory AUM
$104.49B
Discretionary AUM
$104.49B
Non-discretionary AUM
$0
Discretionary accounts
245
Non-discretionary accounts
0
Total accounts
245
AUM per client
$426.5M

Clients by type

ADV Item 5D
Client typeClientsAUM
Other29$12.36B
Non-U.S. personsFewer than 5$903.0M
Insurance companiesFewer than 5$1.41B
Investment companies13$29.42B
Charitable organizationsFewer than 5$170.6M
Other investment advisersFewer than 5$593.2M
High net worth individualsFewer than 5$21.5M
Pooled investment vehicles74$41.96B
Banking or thrift institutionsFewer than 5$0
Pension and profit sharing plans18$4.67B
State or municipal government entities31$12.92B
Individuals (other than high net worth individuals)69$62.9M

Compensation & activities

ADV Items 5E, 5G

Compensation

  • Fixed fees
  • Performance-based fees
  • A percentage of assets under your management

Advisory activities

  • Other advisory activities
  • Selection of other advisers
  • Portfolio management for businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for individuals and/or small businesses

Custody

ADV Item 9
Firm Custody Cash
Yes
Firm Custody Assets
Yes
Firm Custody Clients
Yes
Firm Custody Securities
Yes
Related Person Custody Cash
No
Related Person Custody Assets
No
Related Person Custody Clients
Yes
Related Person Custody Securities
Yes

Disclosure events

ADV Item 11
  • Q11C2
  • Q11C5
  • Q11D2

Filed changes

DateFieldFromTo
Aug 12, 2026RegistrationAPPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.