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RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.
CRD 107173File 801-20303
APPROVED
Retail clients
Custody
Disclosure events
Filing as of May 21, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$104.49B
Top 10% of cohort (national)
Discretionary AUM
$104.49B
Clients
245
245 accounts
Employees
212
Top 10% of cohort in MN
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Dec 27, 1983
- Principal office
- 250 NICOLLET MALL, SUITE 1550, MINNEAPOLIS, MN, 55401-7585
- Phone
- 612-376-7000
- Website
- HTTPS://WWW.RBCGAM.COM/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $104.49B
- Discretionary AUM
- $104.49B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 245
- Non-discretionary accounts
- 0
- Total accounts
- 245
- AUM per client
- $426.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 29 | $12.36B |
| Non-U.S. persons | Fewer than 5 | $903.0M |
| Insurance companies | Fewer than 5 | $1.41B |
| Investment companies | 13 | $29.42B |
| Charitable organizations | Fewer than 5 | $170.6M |
| Other investment advisers | Fewer than 5 | $593.2M |
| High net worth individuals | Fewer than 5 | $21.5M |
| Pooled investment vehicles | 74 | $41.96B |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Pension and profit sharing plans | 18 | $4.67B |
| State or municipal government entities | 31 | $12.92B |
| Individuals (other than high net worth individuals) | 69 | $62.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11C2
- Q11C5
- Q11D2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Feb 1, 2026 | Employees | 193 | 212 | increased by19 |
| Feb 1, 2026 | Clients | 227 | 245 | increased by18 |
| Feb 1, 2026 | AUM | $76,497,109,888 | $104,487,615,868 | increased by$27,990,505,980 |
| Feb 1, 2026 | Accounts | 227 | 245 | increased by18 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 194 | 193 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 169 | 227 | increased by58 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $57,525,542,651 | $76,497,109,888 | increased by$18,971,567,237 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 205 | 227 | increased by22 |
| Feb 1, 2022 | Employees | 173 | 194 | increased by21 |
| Feb 1, 2022 | Clients | 179 | 169 | decreased by10 |
| Feb 1, 2022 | AUM | $56,457,085,991 | $57,525,542,651 | increased by$1,068,456,660 |
| Feb 1, 2022 | Accounts | 222 | 205 | decreased by17 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “RBC GLOBAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RBC GLOBAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.