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BRECKINRIDGE CAPITAL ADVISORS INC
CRD 107143File 801-43833
APPROVED
Retail clients
Filing as of Mar 18, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$54.28B
Top 10% of cohort (national)
Discretionary AUM
$54.28B
Clients
18,379
18,447 accounts
Employees
88
Top 10% of cohort in MA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Apr 29, 1993
- Principal office
- 125 HIGH STREET, SUITE 431, BOSTON, MA, 02110-1529
- Phone
- 617-443-0779
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $54.28B
- Discretionary AUM
- $54.28B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 18,447
- Non-discretionary accounts
- 0
- Total accounts
- 18,447
- AUM per client
- $3.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 987 | $8.02B |
| Insurance companies | 13 | $194.8M |
| Investment companies | 2 | $113.2M |
| Charitable organizations | 975 | $9.54B |
| High net worth individuals | 7,705 | $29.46B |
| Pooled investment vehicles | 1 | $197.7M |
| Pension and profit sharing plans | 33 | $66.0M |
| State or municipal government entities | 6 | $75.1M |
| Individuals (other than high net worth individuals) | 8,657 | $4.99B |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 18,447 | 18,379 | decreased by68 |
| Apr 1, 2026 | Employees | 89 | 88 | decreased by1 |
| Apr 1, 2026 | Clients | 18,559 | 18,447 | decreased by112 |
| Apr 1, 2026 | AUM | $50,989,726,048 | $54,279,265,206 | increased by$3,289,539,158 |
| Apr 1, 2026 | Accounts | 18,559 | 18,447 | decreased by112 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 88 | 89 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 16,834 | 18,559 | increased by1,725 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $46,725,403,035 | $50,989,726,048 | increased by$4,264,323,013 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 16,834 | 18,559 | increased by1,725 |
| Apr 1, 2022 | Employees | 83 | 88 | increased by5 |
| Apr 1, 2022 | Clients | 16,260 | 16,834 | increased by574 |
| Apr 1, 2022 | AUM | $44,762,607,251 | $46,725,403,035 | increased by$1,962,795,784 |
| Apr 1, 2022 | Accounts | 16,260 | 16,834 | increased by574 |
| May 1, 2021 | Clients | 16,262 | 16,260 | decreased by2 |
| May 1, 2021 | AUM | $44,815,070,679 | $44,762,607,251 | decreased by$52,463,428 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “BRECKINRIDGE CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“BRECKINRIDGE CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.