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STEELE CAPITAL MANAGEMENT, INC.
CRD 107097File 801-50636
APPROVED
Retail clients
Filing as of Aug 26, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$3.55B
Top 25% of cohort (national)
Discretionary AUM
$3.51B
Non-discretionary $40.5M
Clients
1,644
4,418 accounts
Employees
15
Top 25% of cohort in IA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Nov 17, 1995
- Principal office
- 1000 JACKSON STREET, SUITE 201, DUBUQUE, IA, 52001
- Phone
- 563-588-2097
- Website
- HTTP://WWW.STEELECAPITAL.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.55B
- Discretionary AUM
- $3.51B
- Non-discretionary AUM
- $40.5M
- Discretionary accounts
- 4,376
- Non-discretionary accounts
- 42
- Total accounts
- 4,418
- AUM per client
- $2.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 20 | $26.0M |
| Charitable organizations | Fewer than 5 | $9.7M |
| High net worth individuals | 582 | $2.27B |
| Pension and profit sharing plans | 103 | $852.7M |
| Individuals (other than high net worth individuals) | 939 | $387.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 14 | 15 | increased by1 |
| Apr 1, 2026 | Clients | 1,601 | 1,644 | increased by43 |
| Apr 1, 2026 | AUM | $3,030,626,319 | $3,547,339,793 | increased by$516,713,474 |
| Apr 1, 2026 | Accounts | 4,184 | 4,418 | increased by234 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 13 | 14 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,543 | 1,601 | increased by58 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,811,200,716 | $3,030,626,319 | increased by$219,425,603 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 3,800 | 4,184 | increased by384 |
| Feb 1, 2022 | Employees | 11 | 13 | increased by2 |
| Feb 1, 2022 | Clients | 1,505 | 1,543 | increased by38 |
| Feb 1, 2022 | AUM | $2,458,650,101 | $2,811,200,716 | increased by$352,550,615 |
| Feb 1, 2022 | Accounts | 3,698 | 3,800 | increased by102 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “STEELE CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“STEELE CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.