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ROUND HILL ASSET MANAGEMENT INC
CRD 107069File 801-26950
APPROVED
Retail clients
Custody
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$271.3M
Below cohort median (national)
Discretionary AUM
$271.3M
Clients
186
186 accounts
Employees
6
Below cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- May 15, 1986
- Principal office
- 180 S LAKE AVE STE 305, PASADENA, CA, 91101-4773
- Phone
- 626-431-2685
- Website
- HTTPS://WWW.RHILL.COM/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $271.3M
- Discretionary AUM
- $271.3M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 186
- Non-discretionary accounts
- 0
- Total accounts
- 186
- AUM per client
- $1.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 71 | $161.3M |
| Pooled investment vehicles | 1 | $50.7M |
| Pension and profit sharing plans | 5 | $13.4M |
| Individuals (other than high net worth individuals) | 109 | $45.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 198 | 186 | decreased by12 |
| Apr 1, 2026 | AUM | $273,032,432 | $271,348,002 | decreased by$1,684,430 |
| Apr 1, 2026 | Accounts | 198 | 186 | decreased by12 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 7 | 6 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 287 | 198 | decreased by89 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $340,317,264 | $273,032,432 | decreased by$67,284,832 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 287 | 198 | decreased by89 |
| May 1, 2022 | Employees | 6 | 7 | increased by1 |
| May 1, 2022 | Clients | 261 | 287 | increased by26 |
| May 1, 2022 | AUM | $334,161,145 | $340,317,264 | increased by$6,156,119 |
| May 1, 2022 | Accounts | 261 | 287 | increased by26 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ROUND HILL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ROUND HILL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.