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TRAN CAPITAL MANAGEMENT, L.P.
CRD 107049File 801-9747
APPROVED
Retail clients
Filing as of Feb 23, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$890.3M
Above cohort median (national)
Discretionary AUM
$873.8M
Non-discretionary $16.5M
Clients
329
348 accounts
Employees
7
Above cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Limited Partnership
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Feb 16, 1974
- Principal office
- 1000 4TH ST, SUITE 800, SAN RAFAEL, CA, 94901
- Phone
- 415-461-3800
- Website
- HTTP://WWW.trancapital.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $890.3M
- Discretionary AUM
- $873.8M
- Non-discretionary AUM
- $16.5M
- Discretionary accounts
- 329
- Non-discretionary accounts
- 19
- Total accounts
- 348
- AUM per client
- $2.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 14 | $123.3M |
| Investment companies | 1 | $24.6M |
| Charitable organizations | 17 | $166.6M |
| High net worth individuals | 78 | $343.2M |
| Pension and profit sharing plans | 4 | $13.5M |
| Individuals (other than high net worth individuals) | 215 | $202.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 348 | 329 | decreased by19 |
| Mar 1, 2026 | Clients | 329 | 348 | increased by19 |
| Mar 1, 2026 | AUM | $958,743,001 | $890,294,385 | decreased by$68,448,616 |
| Mar 1, 2026 | Accounts | 329 | 348 | increased by19 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 8 | 7 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Custody | Yes | No | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 378 | 329 | decreased by49 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,438,843,961 | $958,743,001 | decreased by$480,100,960 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 378 | 329 | decreased by49 |
| Apr 1, 2022 | Employees | 11 | 8 | decreased by3 |
| Apr 1, 2022 | Custody | No | Yes | |
| Apr 1, 2022 | Clients | 334 | 378 | increased by44 |
| Apr 1, 2022 | AUM | $1,173,406,966 | $1,438,843,961 | increased by$265,436,995 |
| Apr 1, 2022 | Accounts | 334 | 378 | increased by44 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “TRAN CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TRAN CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.