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J.P. MORGAN INVESTMENT MANAGEMENT INC.
CRD 107038File 801-21011
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jun 30, 2026
Feed vintage Aug 12, 2026
Regulatory AUM
$3.52T
Top 10% of cohort (national)
Discretionary AUM
$3.49T
Non-discretionary $25.04B
Clients
128,965
132,150 accounts
Employees
3,194
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Apr 4, 1984
- Principal office
- 270 PARK AVENUE, NEW YORK, NY, 10017-2014
- Phone
- (800) 343-1113
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.52T
- Discretionary AUM
- $3.49T
- Non-discretionary AUM
- $25.04B
- Discretionary accounts
- 132,057
- Non-discretionary accounts
- 93
- Total accounts
- 132,150
- AUM per client
- $27.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 126,256 | $79.06B |
| Insurance companies | 154 | $131.29B |
| Investment companies | 373 | $1.82T |
| Charitable organizations | 200 | $24.34B |
| Other investment advisers | 97 | $6.54B |
| High net worth individuals | 15 | $12.82B |
| Banking or thrift institutions | 16 | $1.35B |
| Pension and profit sharing plans | 892 | $198.04B |
| State or municipal government entities | 155 | $63.67B |
| Corporations or other businesses not listed above | 461 | $226.82B |
| Sovereign wealth funds and foreign official institutions | 41 | $69.28B |
| Pooled investment vehicles (other than investment companies) | 305 | $882.98B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- Fixed fees (other than subscription fees)
- A percentage of assets under your management
Advisory activities
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- 99957255215
- Firm Custody Clients
- 165
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- 668490824156
- Related Person Custody Clients
- 111035
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- 11.A(1) Criminal: convicted of or pleaded guilty/nolo to a felony
- 11.A(2) Criminal: charged with a felony
- 11.C(1) SEC/CFTC: found to have made a false statement or omission
- 11.C(2) SEC/CFTC: found to have been involved in a violation of regulations
- 11.C(4) SEC/CFTC: entered an order against the firm
- 11.C(5) SEC/CFTC: imposed a civil money penalty or ordered cease and desist
- 11.D(2) Other regulator: found a violation of investment-related regulations
- 11.D(4) Other regulator: denied, suspended or revoked a registration or licence
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.