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J.P. MORGAN INVESTMENT MANAGEMENT INC.
CRD 107038File 801-21011
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Aug 26, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$3.5T
Top 10% of cohort (national)
Discretionary AUM
$3.5T
Non-discretionary $25.04B
Clients
2,709
132,150 accounts
Employees
3,194
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Apr 4, 1984
- Principal office
- 270 PARK AVENUE, NEW YORK, NY, 10017-2014
- Phone
- (800) 343-1113
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.5T
- Discretionary AUM
- $3.5T
- Non-discretionary AUM
- $25.04B
- Discretionary accounts
- 132,057
- Non-discretionary accounts
- 93
- Total accounts
- 132,150
- AUM per client
- $1.30B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 461 | $226.82B |
| Non-U.S. persons | 41 | $69.28B |
| Insurance companies | 154 | $131.29B |
| Investment companies | 373 | $1.8T |
| Charitable organizations | 200 | $24.34B |
| Other investment advisers | 97 | $6.54B |
| High net worth individuals | 15 | $12.82B |
| Pooled investment vehicles | 305 | $882.98B |
| Banking or thrift institutions | 16 | $1.35B |
| Pension and profit sharing plans | 892 | $198.04B |
| State or municipal government entities | 155 | $63.67B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11A1
- Q11A2
- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 128,965 | 2,709 | decreased by126,256 |
| Apr 1, 2026 | Employees | 3,186 | 3,194 | increased by8 |
| Apr 1, 2026 | Clients | 111,647 | 128,965 | increased by17,318 |
| Apr 1, 2026 | AUM | $2,985,273,722,862 | $3,519,414,511,755 | increased by$534,140,788,893 |
| Apr 1, 2026 | Accounts | 114,499 | 132,150 | increased by17,651 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 3,036 | 3,186 | increased by150 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 85,680 | 111,647 | increased by25,967 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,278,203,833,724 | $2,985,273,722,862 | increased by$707,069,889,138 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 88,148 | 114,499 | increased by26,351 |
| Apr 1, 2022 | Employees | 2,965 | 3,036 | increased by71 |
| Apr 1, 2022 | Clients | 63,120 | 85,680 | increased by22,560 |
| Apr 1, 2022 | AUM | $2,012,127,427,844 | $2,278,203,833,724 | increased by$266,076,405,880 |
| Apr 1, 2022 | Accounts | 65,002 | 88,148 | increased by23,146 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MORGAN INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MORGAN INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.