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VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.
CRD 106975File 801-51795
APPROVED
Retail clients
Disclosure events
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$12.24B
Top 10% of cohort (national)
Discretionary AUM
$12.24B
Non-discretionary $5.7M
Clients
379
379 accounts
Employees
53
Top 10% of cohort in TX
Identity & registration
ADV Item 1- Organization form
- Limited Partnership
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Apr 25, 1996
- Principal office
- 600 TRAVIS, SUITE 3800, HOUSTON, TX, 77002-3071
- Phone
- 713-224-2545
- Website
- HTTP://WWW.VAUGHANNELSON.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $12.24B
- Discretionary AUM
- $12.24B
- Non-discretionary AUM
- $5.7M
- Discretionary accounts
- 378
- Non-discretionary accounts
- 1
- Total accounts
- 379
- AUM per client
- $32.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 63 | $2.30B |
| Non-U.S. persons | Fewer than 5 | $0 |
| Insurance companies | 8 | $559.1M |
| Investment companies | 13 | $4.82B |
| Charitable organizations | 75 | $971.2M |
| Other investment advisers | 9 | $1.12B |
| High net worth individuals | 155 | $461.2M |
| Pooled investment vehicles | 9 | $610.6M |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Pension and profit sharing plans | 19 | $743.1M |
| State or municipal government entities | 13 | $628.5M |
| Individuals (other than high net worth individuals) | 15 | $25.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11A1
- Q11C2
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 47 | 53 | increased by6 |
| Apr 1, 2026 | Clients | 416 | 379 | decreased by37 |
| Apr 1, 2026 | AUM | $15,867,901,203 | $12,241,335,106 | decreased by$3,626,566,097 |
| Apr 1, 2026 | Accounts | 416 | 379 | decreased by37 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 50 | 47 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 409 | 416 | increased by7 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $14,199,909,823 | $15,867,901,203 | increased by$1,667,991,380 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 409 | 416 | increased by7 |
| Apr 1, 2022 | Employees | 42 | 50 | increased by8 |
| Apr 1, 2022 | Clients | 408 | 409 | increased by1 |
| Apr 1, 2022 | AUM | $13,190,123,419 | $14,199,909,823 | increased by$1,009,786,404 |
| Apr 1, 2022 | Accounts | 408 | 409 | increased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “VAUGHAN NELSON” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“VAUGHAN NELSON” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.