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VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.
CRD 106975File 801-51795
APPROVED
Retail clients
Disclosure events
Filing as of Mar 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$12.24B
Top 10% of cohort (national)
Discretionary AUM
$12.24B
Non-discretionary $5.7M
Clients
379
379 accounts
Employees
53
Top 10% of cohort in TX
Identity & registration
ADV Item 1- Organization form
- Limited Partnership
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Apr 25, 1996
- Principal office
- 600 TRAVIS, SUITE 3800, HOUSTON, TX, 77002-3071
- Phone
- 713-224-2545
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $12.24B
- Discretionary AUM
- $12.24B
- Non-discretionary AUM
- $5.7M
- Discretionary accounts
- 378
- Non-discretionary accounts
- 1
- Total accounts
- 379
- AUM per client
- $32.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 63 | $2.30B |
| Non-U.S. persons | Fewer than 5 | $0 |
| Insurance companies | 8 | $559.1M |
| Investment companies | 13 | $4.82B |
| Charitable organizations | 75 | $971.2M |
| Other investment advisers | 9 | $1.12B |
| High net worth individuals | 155 | $461.2M |
| Pooled investment vehicles | 9 | $610.6M |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Pension and profit sharing plans | 19 | $743.1M |
| State or municipal government entities | 13 | $628.5M |
| Individuals (other than high net worth individuals) | 15 | $25.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11A1
- Q11C2
- Q11C5
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.