← Directory
PACIFIC GLOBAL INVESTMENT MANAGEMENT COMPANY
CRD 106962File 801-41668
APPROVED
Retail clients
Custody
Filing as of Aug 7, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$87.5M
Bottom 25% of cohort (national)
Discretionary AUM
$86.9M
Non-discretionary $581K
Clients
127
198 accounts
Employees
6
Bottom 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Jun 17, 1992
- Principal office
- 500 N. BRAND BLVD, STE 2160, GLENDALE, CA, 91203
- Phone
- 800-404-6693
- Website
- HTTP://WWW.PACIFICGLOBAL.US
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $87.5M
- Discretionary AUM
- $86.9M
- Non-discretionary AUM
- $581K
- Discretionary accounts
- 197
- Non-discretionary accounts
- 1
- Total accounts
- 198
- AUM per client
- $689K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $4.8M |
| Charitable organizations | Fewer than 5 | $2.9M |
| High net worth individuals | 45 | $64.2M |
| Individuals (other than high net worth individuals) | 79 | $15.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jun 1, 2026 | Employees | 5 | 6 | increased by1 |
| Jun 1, 2026 | Custody | No | Yes | |
| May 1, 2026 | Employees | 7 | 5 | decreased by2 |
| May 1, 2026 | Clients | 140 | 127 | decreased by13 |
| May 1, 2026 | AUM | $85,944,931 | $87,496,356 | increased by$1,551,425 |
| May 1, 2026 | Accounts | 197 | 198 | increased by1 |
| Apr 1, 2026 | Employees | 12 | 7 | decreased by5 |
| Apr 1, 2026 | Clients | 175 | 140 | decreased by35 |
| Apr 1, 2026 | AUM | $98,939,503 | $85,944,931 | decreased by$12,994,572 |
| Apr 1, 2026 | Accounts | 260 | 197 | decreased by63 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 14 | 12 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 485 | 175 | decreased by310 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $717,678,502 | $98,939,503 | decreased by$618,738,999 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 846 | 260 | decreased by586 |
| Apr 1, 2022 | Clients | 466 | 485 | increased by19 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PACIFIC GLOBAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PACIFIC GLOBAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.