PEAK ASSET MANAGEMENT, LLC

CRD 106944File 801-52118

APPROVED

Retail clients

Custody

Filing as of Mar 12, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$1.01B

Above cohort median (national)

Discretionary AUM

$1.00B

Non-discretionary $7.1M

Clients

342

1,119 accounts

Employees

Top 25% of cohort in CO

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: DRO
Registration date: Apr 22, 1996
Principal office: 1371 E. HECLA DRIVE, SUITE A, LOUISVILLE, CO, 80027
Phone: 303-926-0100
Website: HTTPS://WWW.PEAKAM.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $1.01B
Discretionary AUM: $1.00B
Non-discretionary AUM: $7.1M
Discretionary accounts: 1,105
Non-discretionary accounts: 14
Total accounts: 1,119
AUM per client: $3.0M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$1.2M
Charitable organizations	9	$26.6M
High net worth individuals	215	$920.4M
Pension and profit sharing plans	Fewer than 5	$4.1M
Individuals (other than high net worth individuals)	118	$58.9M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.