← Directory
PEAK ASSET MANAGEMENT, LLC
CRD 106944File 801-52118
APPROVED
Retail clients
Custody
Filing as of Mar 12, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.01B
Above cohort median (national)
Discretionary AUM
$1.00B
Non-discretionary $7.1M
Clients
342
1,119 accounts
Employees
16
Top 25% of cohort in CO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Apr 22, 1996
- Principal office
- 1371 E. HECLA DRIVE, SUITE A, LOUISVILLE, CO, 80027
- Phone
- 303-926-0100
- Website
- HTTPS://WWW.PEAKAM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.01B
- Discretionary AUM
- $1.00B
- Non-discretionary AUM
- $7.1M
- Discretionary accounts
- 1,105
- Non-discretionary accounts
- 14
- Total accounts
- 1,119
- AUM per client
- $3.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $1.2M |
| Charitable organizations | 9 | $26.6M |
| High net worth individuals | 215 | $920.4M |
| Pension and profit sharing plans | Fewer than 5 | $4.1M |
| Individuals (other than high net worth individuals) | 118 | $58.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 322 | 342 | increased by20 |
| Apr 1, 2026 | AUM | $910,014,120 | $1,011,130,724 | increased by$101,116,604 |
| Apr 1, 2026 | Accounts | 1,058 | 1,119 | increased by61 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 13 | 16 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 270 | 322 | increased by52 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $752,250,357 | $910,014,120 | increased by$157,763,763 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 906 | 1,058 | increased by152 |
| Apr 1, 2022 | Employees | 11 | 13 | increased by2 |
| Apr 1, 2022 | Clients | 320 | 270 | decreased by50 |
| Apr 1, 2022 | AUM | $729,058,647 | $752,250,357 | increased by$23,191,710 |
| Apr 1, 2022 | Accounts | 1,105 | 906 | decreased by199 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PEAK ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PEAK ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.