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PORTFOLIO STRATEGIES INC NY
CRD 106942File 801-45798
APPROVED
Retail clients
Custody
Filing as of Apr 6, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.02B
Above cohort median (national)
Discretionary AUM
$1.02B
Clients
3,412
3,412 accounts
Employees
11
Above cohort median in NJ
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jan 1, 1994
- Principal office
- 180 SUMMIT AVENUE, SUITE 200, MONTVALE, NJ, 07645
- Phone
- 201-571-4100
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.02B
- Discretionary AUM
- $1.02B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 3,412
- Non-discretionary accounts
- 0
- Total accounts
- 3,412
- AUM per client
- $298K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 153 | $152.4M |
| Charitable organizations | Fewer than 5 | $11.6M |
| High net worth individuals | 186 | $501.5M |
| Individuals (other than high net worth individuals) | 3,070 | $350.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 8 | 11 | increased by3 |
| Apr 1, 2026 | Clients | 3,114 | 3,412 | increased by298 |
| Apr 1, 2026 | AUM | $861,232,169 | $1,015,753,299 | increased by$154,521,130 |
| Apr 1, 2026 | Accounts | 3,114 | 3,412 | increased by298 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 2,963 | 3,114 | increased by151 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $744,883,421 | $861,232,169 | increased by$116,348,748 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,963 | 3,114 | increased by151 |
| Apr 1, 2022 | Clients | 2,453 | 2,963 | increased by510 |
| Apr 1, 2022 | AUM | $673,282,337 | $744,883,421 | increased by$71,601,084 |
| Apr 1, 2022 | Accounts | 2,453 | 2,963 | increased by510 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PORTFOLIO STRATEGIES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PORTFOLIO STRATEGIES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.