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WINDWARD CAPITAL MANAGEMENT CO
CRD 106908File 801-50819
APPROVED
Retail clients
Custody
Filing as of Jun 10, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.86B
Top 25% of cohort (national)
Discretionary AUM
$1.28B
Non-discretionary $582.9M
Clients
169
278 accounts
Employees
7
Top 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Dec 14, 1995
- Principal office
- 11111 SANTA MONICA BOULEVARD, SUITE 1200, LOS ANGELES, CA, 90025
- Phone
- 310-893-3000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.86B
- Discretionary AUM
- $1.28B
- Non-discretionary AUM
- $582.9M
- Discretionary accounts
- 243
- Non-discretionary accounts
- 35
- Total accounts
- 278
- AUM per client
- $11.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 3 | $4.3M |
| Charitable organizations | 4 | $9.3M |
| High net worth individuals | 74 | $1.18B |
| Pension and profit sharing plans | 35 | $641.8M |
| Individuals (other than high net worth individuals) | 53 | $24.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 8 | 7 | decreased by1 |
| Apr 1, 2026 | Clients | 125 | 169 | increased by44 |
| Apr 1, 2026 | AUM | $1,326,123,739 | $1,860,949,041 | increased by$534,825,302 |
| Apr 1, 2026 | Accounts | 207 | 278 | increased by71 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 12 | 8 | decreased by4 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 195 | 125 | decreased by70 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,211,688,254 | $1,326,123,739 | increased by$114,435,485 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 208 | 207 | decreased by1 |
| Feb 1, 2022 | Clients | 196 | 195 | decreased by1 |
| Feb 1, 2022 | AUM | $996,764,385 | $1,211,688,254 | increased by$214,923,869 |
| Feb 1, 2022 | Accounts | 196 | 208 | increased by12 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WINDWARD CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WINDWARD CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.