← Directory
FINANCIAL CONSULATE
Legal name: THE FINANCIAL CONSULATE, INC
CRD 106898File 801-18829
APPROVED
Retail clients
Custody
Filing as of Aug 13, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.10B
Above cohort median (national)
Discretionary AUM
$1.10B
Clients
849
3,375 accounts
Employees
25
Above cohort median in MD
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Apr 29, 1983
- Principal office
- 11019 MCCORMICK ROAD, SUITE 200, HUNT VALLEY, MD, 21031
- Phone
- 410-823-7283
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.10B
- Discretionary AUM
- $1.10B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 3,375
- Non-discretionary accounts
- 0
- Total accounts
- 3,375
- AUM per client
- $1.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $611K |
| High net worth individuals | 328 | $845.2M |
| Pension and profit sharing plans | 5 | $7.5M |
| Individuals (other than high net worth individuals) | 516 | $242.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Feb 1, 2026 | Employees | 22 | 25 | increased by3 |
| Feb 1, 2026 | Clients | 856 | 849 | decreased by7 |
| Feb 1, 2026 | AUM | $930,031,477 | $1,095,865,304 | increased by$165,833,827 |
| Feb 1, 2026 | Accounts | 3,597 | 3,375 | decreased by222 |
| Jan 1, 2026 | Employees | 23 | 22 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,047 | 856 | decreased by191 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $660,299,744 | $930,031,477 | increased by$269,731,733 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 3,085 | 3,597 | increased by512 |
| Mar 1, 2022 | Employees | 21 | 23 | increased by2 |
| Mar 1, 2022 | Clients | 1,005 | 1,047 | increased by42 |
| Mar 1, 2022 | AUM | $585,411,342 | $660,299,744 | increased by$74,888,402 |
| Mar 1, 2022 | Accounts | 3,564 | 3,085 | decreased by479 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FINANCIAL CONSULATE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FINANCIAL CONSULATE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.