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PZENA INVESTMENT MANAGEMENT LLC
CRD 106847File 801-50838
APPROVED
Retail clients
Custody
Filing as of Mar 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$81.44B
Top 10% of cohort (national)
Discretionary AUM
$80.57B
Non-discretionary $869.7M
Clients
245
245 accounts
Employees
164
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Dec 15, 1995
- Principal office
- 320 PARK AVENUE, 8TH FLOOR, NEW YORK, NY, 10022
- Phone
- 212-355-1600
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $81.44B
- Discretionary AUM
- $80.57B
- Non-discretionary AUM
- $869.7M
- Discretionary accounts
- 244
- Non-discretionary accounts
- 1
- Total accounts
- 245
- AUM per client
- $332.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 45 | $1.08B |
| Non-U.S. persons | 1 | $199.0M |
| Insurance companies | 6 | $572.6M |
| Investment companies | 19 | $24.39B |
| Charitable organizations | 21 | $419.1M |
| Other investment advisers | 4 | $1.20B |
| High net worth individuals | 36 | $100.7M |
| Pooled investment vehicles | 53 | $35.84B |
| Pension and profit sharing plans | 23 | $3.14B |
| State or municipal government entities | 29 | $14.48B |
| Individuals (other than high net worth individuals) | 8 | $3.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.