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UBS ASSET MANAGEMENT (AMERICAS) LLC
CRD 106838File 801-34910
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$588.22B
Top 10% of cohort (national)
Discretionary AUM
$563.95B
Non-discretionary $24.27B
Clients
433,735
433,784 accounts
Employees
574
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Sep 11, 1989
- Principal office
- 1285 AVENUE OF THE AMERICAS, NEW YORK, NY, 10019
- Phone
- 212-713-2000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $588.22B
- Discretionary AUM
- $563.95B
- Non-discretionary AUM
- $24.27B
- Discretionary accounts
- 433,738
- Non-discretionary accounts
- 46
- Total accounts
- 433,784
- AUM per client
- $1.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 13,703 | $28.45B |
| Non-U.S. persons | 18 | $50.62B |
| Insurance companies | 191 | $4.47B |
| Investment companies | 62 | $96.19B |
| Charitable organizations | 2,743 | $4.32B |
| Other investment advisers | 7 | $1.83B |
| High net worth individuals | 88,963 | $105.17B |
| Pooled investment vehicles | 360 | $184.41B |
| Banking or thrift institutions | 1,168 | $1.42B |
| Pension and profit sharing plans | 14 | $3.12B |
| State or municipal government entities | 141 | $9.41B |
| Individuals (other than high net worth individuals) | 326,365 | $95.93B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11A1
- Q11A2
- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D1
- Q11D2
- Q11D4
- Q11D5
- Q11E2
- Q11H2
- Q11H1C
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 433784 | 433735 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.