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UBS ASSET MANAGEMENT (AMERICAS) LLC
CRD 106838File 801-34910
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$588.22B
Top 10% of cohort (national)
Discretionary AUM
$563.95B
Non-discretionary $24.27B
Clients
433,735
433,784 accounts
Employees
574
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Sep 11, 1989
- Principal office
- 1285 AVENUE OF THE AMERICAS, NEW YORK, NY, 10019
- Phone
- 212-713-2000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $588.22B
- Discretionary AUM
- $563.95B
- Non-discretionary AUM
- $24.27B
- Discretionary accounts
- 433,738
- Non-discretionary accounts
- 46
- Total accounts
- 433,784
- AUM per client
- $1.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 13,703 | $28.45B |
| Non-U.S. persons | 18 | $50.62B |
| Insurance companies | 191 | $4.47B |
| Investment companies | 62 | $96.19B |
| Charitable organizations | 2,743 | $4.32B |
| Other investment advisers | 7 | $1.83B |
| High net worth individuals | 88,963 | $105.17B |
| Pooled investment vehicles | 360 | $184.41B |
| Banking or thrift institutions | 1,168 | $1.42B |
| Pension and profit sharing plans | 14 | $3.12B |
| State or municipal government entities | 141 | $9.41B |
| Individuals (other than high net worth individuals) | 326,365 | $95.93B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11A1
- Q11A2
- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D1
- Q11D2
- Q11D4
- Q11D5
- Q11E2
- Q11H2
- Q11H1C
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 433,784 | 433,735 | decreased by49 |
| Apr 1, 2026 | Employees | 792 | 574 | decreased by218 |
| Apr 1, 2026 | Clients | 399,225 | 433,784 | increased by34,559 |
| Apr 1, 2026 | AUM | $542,245,991,275 | $588,219,618,121 | increased by$45,973,626,846 |
| Apr 1, 2026 | Accounts | 399,225 | 433,784 | increased by34,559 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 372 | 792 | increased by420 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 287,436 | 399,225 | increased by111,789 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $299,705,759,037 | $542,245,991,275 | increased by$242,540,232,238 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 287,436 | 399,225 | increased by111,789 |
| Apr 1, 2022 | Employees | 381 | 372 | decreased by9 |
| Apr 1, 2022 | Clients | 208,961 | 287,436 | increased by78,475 |
| Apr 1, 2022 | AUM | $269,172,888,864 | $299,705,759,037 | increased by$30,532,870,173 |
| Apr 1, 2022 | Accounts | 208,973 | 287,436 | increased by78,463 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “UBS ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“UBS ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.