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COMMONWEALTH FINANCIAL PLANNERS INC
CRD 106831File 801-112991
APPROVED
Retail clients
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$227.6M
Below cohort median (national)
Discretionary AUM
$3.8M
Non-discretionary $223.9M
Clients
132
316 accounts
Employees
3
Below cohort median in GA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Apr 23, 2018
- Principal office
- 1033 CANTON STREET, ROSWELL, GA, 30075
- Phone
- 770-399-6644
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $227.6M
- Discretionary AUM
- $3.8M
- Non-discretionary AUM
- $223.9M
- Discretionary accounts
- 3
- Non-discretionary accounts
- 313
- Total accounts
- 316
- AUM per client
- $1.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $938K |
| High net worth individuals | 66 | $194.6M |
| Pension and profit sharing plans | Fewer than 5 | $3.8M |
| Individuals (other than high net worth individuals) | 66 | $28.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 127 | 132 | increased by5 |
| Apr 1, 2026 | AUM | $203,578,162 | $227,631,060 | increased by$24,052,898 |
| Apr 1, 2026 | Accounts | 314 | 316 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 4 | 3 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 131 | 127 | decreased by4 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $185,382,806 | $203,578,162 | increased by$18,195,356 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 301 | 314 | increased by13 |
| Apr 1, 2022 | Employees | 5 | 4 | decreased by1 |
| Apr 1, 2022 | Clients | 130 | 131 | increased by1 |
| Apr 1, 2022 | AUM | $162,955,748 | $185,382,806 | increased by$22,427,058 |
| Apr 1, 2022 | Accounts | 282 | 301 | increased by19 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “COMMONWEALTH FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“COMMONWEALTH FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.