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STERLING CAPITAL MANAGEMENT INC
CRD 106822File 801-54107
APPROVED
Retail clients
Filing as of Mar 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$296.9M
Below cohort median (national)
Discretionary AUM
$227.4M
Non-discretionary $69.6M
Clients
347
388 accounts
Employees
3
Below cohort median in WI
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Mar 24, 1997
- Principal office
- 17160 W. NORTH AVE, SUITE 200, BROOKFIELD, WI, 53005
- Phone
- 262-970-9700
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $296.9M
- Discretionary AUM
- $227.4M
- Non-discretionary AUM
- $69.6M
- Discretionary accounts
- 333
- Non-discretionary accounts
- 55
- Total accounts
- 388
- AUM per client
- $856K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 7 | $3.6M |
| Charitable organizations | 5 | $60.1M |
| High net worth individuals | 123 | $181.7M |
| Pension and profit sharing plans | Fewer than 5 | $2.1M |
| Individuals (other than high net worth individuals) | 210 | $45.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 388 | 347 | decreased by41 |
| Apr 1, 2026 | Custody | Yes | No | |
| Apr 1, 2026 | Clients | 362 | 388 | increased by26 |
| Apr 1, 2026 | AUM | $255,218,348 | $296,946,819 | increased by$41,728,471 |
| Apr 1, 2026 | Accounts | 413 | 388 | decreased by25 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 346 | 362 | increased by16 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $270,252,913 | $255,218,348 | decreased by$15,034,565 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 346 | 413 | increased by67 |
| Apr 1, 2022 | Clients | 365 | 346 | decreased by19 |
| Apr 1, 2022 | AUM | $260,991,548 | $270,252,913 | increased by$9,261,365 |
| Apr 1, 2022 | Accounts | 374 | 346 | decreased by28 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “STERLING CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“STERLING CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.