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PINNACLE ADVISORS
Legal name: PINNACLE WEALTH PLANNING SERVICES, INC.
CRD 106817File 801-51715
APPROVED
Retail clients
Custody
Filing as of Jul 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.14B
Top 25% of cohort (national)
Discretionary AUM
$2.12B
Non-discretionary $15.5M
Clients
1,088
3,994 accounts
Employees
35
Top 25% of cohort in OH
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- May 30, 1996
- Principal office
- 6 WEST 3RD ST., STE 100, MANSFIELD, OH, 44902
- Phone
- 419-526-5226
- Website
- HTTP://PINNACLEADVISORS.COM/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.14B
- Discretionary AUM
- $2.12B
- Non-discretionary AUM
- $15.5M
- Discretionary accounts
- 3,966
- Non-discretionary accounts
- 28
- Total accounts
- 3,994
- AUM per client
- $2.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 7 | $22.7M |
| Non-U.S. persons | Fewer than 5 | Not reported |
| Insurance companies | Fewer than 5 | Not reported |
| Charitable organizations | 6 | $12.4M |
| Other investment advisers | Fewer than 5 | Not reported |
| High net worth individuals | 477 | $1.93B |
| Banking or thrift institutions | Fewer than 5 | Not reported |
| Pension and profit sharing plans | 11 | $10.1M |
| State or municipal government entities | Fewer than 5 | Not reported |
| Individuals (other than high net worth individuals) | 587 | $159.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 1,011 | 1,088 | increased by77 |
| Apr 1, 2026 | AUM | $1,939,495,799 | $2,136,474,646 | increased by$196,978,847 |
| Apr 1, 2026 | Accounts | 3,513 | 3,994 | increased by481 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 24 | 35 | increased by11 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 835 | 1,011 | increased by176 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,991,858,302 | $1,939,495,799 | decreased by$52,362,503 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,622 | 3,513 | increased by891 |
| Apr 1, 2022 | Clients | 732 | 835 | increased by103 |
| Apr 1, 2022 | AUM | $1,503,924,367 | $1,991,858,302 | increased by$487,933,935 |
| Apr 1, 2022 | Accounts | 2,501 | 2,622 | increased by121 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PINNACLE ADVISORS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PINNACLE ADVISORS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.