WESTWIND CAPITAL

CRD 106802File 801-43661

APPROVED

Retail clients

Custody

Filing as of Aug 3, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$795.9M

Above cohort median (national)

Discretionary AUM

$789.2M

Non-discretionary $6.7M

Clients

1,131

2,131 accounts

Employees

Top 25% of cohort in NM

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: DRO
Registration date: Apr 7, 1993
Principal office: 1800 S. TELSHOR, LAS CRUCES, NM, 88011
Phone: 575-556-8500
Website: https://www.ww-capital.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $795.9M
Discretionary AUM: $789.2M
Non-discretionary AUM: $6.7M
Discretionary accounts: 2,127
Non-discretionary accounts: 4
Total accounts: 2,131
AUM per client: $704K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	10	$25.0M
Charitable organizations	14	$11.4M
High net worth individuals	230	$525.2M
Pension and profit sharing plans	135	$21.9M
Individuals (other than high net worth individuals)	742	$212.6M

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for businesses
Portfolio management for pooled investment vehicles
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.