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CHARLES SCHWAB INVESTMENT MANAGEMENT, INC
CRD 106753File 801-35905
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$1.72T
Top 10% of cohort (national)
Discretionary AUM
$1.70T
Non-discretionary $23.99B
Clients
856,597
856,597 accounts
Employees
946
Top 10% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Jan 25, 1990
- Principal office
- 425 MARKET STREET, SUITE 1700, SAN FRANCISCO, CA, 94105
- Phone
- 800-650-9744
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.72T
- Discretionary AUM
- $1.70T
- Non-discretionary AUM
- $23.99B
- Discretionary accounts
- 856,567
- Non-discretionary accounts
- 30
- Total accounts
- 856,597
- AUM per client
- $2.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 1,901 | $4.05B |
| Insurance companies | 10 | $420.3M |
| Investment companies | 109 | $1.47T |
| Charitable organizations | 264 | $757.5M |
| High net worth individuals | 154,404 | $106.93B |
| Pooled investment vehicles | 166 | $24.66B |
| Pension and profit sharing plans | 1,805 | $1.70B |
| State or municipal government entities | 10 | $239.2M |
| Individuals (other than high net worth individuals) | 697,928 | $108.47B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — COSTS
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.