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CHARLES SCHWAB INVESTMENT MANAGEMENT, INC
CRD 106753File 801-35905
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.7T
Top 10% of cohort (national)
Discretionary AUM
$1.7T
Non-discretionary $23.99B
Clients
856,597
856,597 accounts
Employees
946
Top 10% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Jan 25, 1990
- Principal office
- 425 MARKET STREET, SUITE 1700, SAN FRANCISCO, CA, 94105
- Phone
- 800-650-9744
- Website
- https://www.schwab.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.7T
- Discretionary AUM
- $1.7T
- Non-discretionary AUM
- $23.99B
- Discretionary accounts
- 856,567
- Non-discretionary accounts
- 30
- Total accounts
- 856,597
- AUM per client
- $2.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 1,901 | $4.05B |
| Insurance companies | 10 | $420.3M |
| Investment companies | 109 | $1.5T |
| Charitable organizations | 264 | $757.5M |
| High net worth individuals | 154,404 | $106.93B |
| Pooled investment vehicles | 166 | $24.66B |
| Pension and profit sharing plans | 1,805 | $1.70B |
| State or municipal government entities | 10 | $239.2M |
| Individuals (other than high net worth individuals) | 697,928 | $108.47B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — COSTS
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 877 | 946 | increased by69 |
| Apr 1, 2026 | Clients | 843,555 | 856,597 | increased by13,042 |
| Apr 1, 2026 | AUM | $1,436,974,514,828 | $1,721,025,914,896 | increased by$284,051,400,068 |
| Apr 1, 2026 | Accounts | 843,555 | 856,597 | increased by13,042 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 886 | 877 | decreased by9 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 250,439 | 843,555 | increased by593,116 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $700,818,097,648 | $1,436,974,514,828 | increased by$736,156,417,180 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 250,485 | 843,555 | increased by593,070 |
| Apr 1, 2022 | Employees | 782 | 886 | increased by104 |
| Apr 1, 2022 | Clients | 264,447 | 250,439 | decreased by14,008 |
| Apr 1, 2022 | AUM | $609,947,976,569 | $700,818,097,648 | increased by$90,870,121,079 |
| Apr 1, 2022 | Accounts | 264,447 | 250,485 | decreased by13,962 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CHARLES SCHWAB” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CHARLES SCHWAB” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.