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M. KRAUS & COMPANY

CRD 106749File 801-52060
APPROVED
Retail clients
Custody
Filing as of Aug 3, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$559.3M
Above cohort median (national)
Discretionary AUM
$517.9M
Non-discretionary $41.4M
Clients
228
483 accounts
Employees
5
Above cohort median in VT

Identity & registration

ADV Item 1
Organization form
Corporation
Firm type
Registered
SEC region
BRO
Registration date
May 29, 1996
Principal office
4076 SHELBURNE ROAD, BUILDING A, SUITE 7-C, SHELBURNE, VT, 05482
Phone
802-985-2620

Assets & accounts

ADV Item 5F
Total regulatory AUM
$559.3M
Discretionary AUM
$517.9M
Non-discretionary AUM
$41.4M
Discretionary accounts
471
Non-discretionary accounts
12
Total accounts
483
AUM per client
$2.5M

Clients by type

ADV Item 5D
Client typeClientsAUM
OtherFewer than 5$203K
Charitable organizations5$16.6M
High net worth individuals131$518.3M
Individuals (other than high net worth individuals)88$24.1M

Compensation & activities

ADV Items 5E, 5G

Compensation

  • Fixed fees
  • Hourly charges
  • A percentage of assets under your management

Advisory activities

  • Portfolio management for individuals and/or small businesses

Custody

ADV Item 9
Firm Custody Cash
No
Firm Custody Assets
Yes
Firm Custody Clients
Yes
Firm Custody Securities
No
Related Person Custody Cash
No
Related Person Custody Assets
No
Related Person Custody Clients
No
Related Person Custody Securities
No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

DateFieldFromToChange
Apr 1, 2026Clients226228increased by2
Apr 1, 2026AUM$523,512,825$559,278,035increased by$35,765,210
Apr 1, 2026Accounts486483decreased by3
May 1, 2025
vs Oct 1, 2022
Employees45increased by1
May 1, 2025
vs Oct 1, 2022
Clients210226increased by16
May 1, 2025
vs Oct 1, 2022
AUM$492,903,561$523,512,825increased by$30,609,264
May 1, 2025
vs Oct 1, 2022
Accounts426486increased by60
Apr 1, 2022Clients190210increased by20
Apr 1, 2022AUM$399,439,567$492,903,561increased by$93,463,994
Apr 1, 2022Accounts402426increased by24
Apr 1, 2021Registration—APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “KRAUS COMPANY” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“KRAUS COMPANY” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.