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BOK FINANCIAL PRIVATE WEALTH, INC.
CRD 106733File 801-51401
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Sep 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$3.72B
Top 25% of cohort (national)
Discretionary AUM
$3.68B
Non-discretionary $46.2M
Clients
818
2,402 accounts
Employees
37
Top 10% of cohort in CO
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Mar 6, 1996
- Principal office
- 1600 BROADWAY, 4TH FLOOR, DENVER, CO, 80202
- Phone
- 303-539-0100
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.72B
- Discretionary AUM
- $3.68B
- Non-discretionary AUM
- $46.2M
- Discretionary accounts
- 2,365
- Non-discretionary accounts
- 37
- Total accounts
- 2,402
- AUM per client
- $4.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 51 | $459.1M |
| Investment companies | 1 | $5.5M |
| Charitable organizations | 24 | $166.7M |
| High net worth individuals | 414 | $2.93B |
| Pension and profit sharing plans | 5 | $11.2M |
| Individuals (other than high net worth individuals) | 323 | $148.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11C2
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 33 | 37 | increased by4 |
| Apr 1, 2026 | Clients | 733 | 818 | increased by85 |
| Apr 1, 2026 | AUM | $3,185,223,176 | $3,721,645,853 | increased by$536,422,677 |
| Apr 1, 2026 | Accounts | 2,179 | 2,402 | increased by223 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 29 | 33 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 2,034 | 733 | decreased by1,301 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,784,755,386 | $3,185,223,176 | increased by$400,467,790 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,034 | 2,179 | increased by145 |
| Feb 1, 2022 | Employees | 30 | 29 | decreased by1 |
| Feb 1, 2022 | Clients | 1,847 | 2,034 | increased by187 |
| Feb 1, 2022 | AUM | $2,270,268,112 | $2,784,755,386 | increased by$514,487,274 |
| Feb 1, 2022 | Accounts | 1,847 | 2,034 | increased by187 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “BOK FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“BOK FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.