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DAVID WENDELL ASSOCIATES, INC.
Legal name: WENDELL DAVID ASSOCIATES INC
CRD 106664File 801-47437
APPROVED
Retail clients
Filing as of Mar 19, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.33B
Above cohort median (national)
Discretionary AUM
$1.14B
Non-discretionary $188.2M
Clients
459
465 accounts
Employees
5
Top 25% of cohort in NH
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Aug 10, 1994
- Principal office
- 1 NEW HAMPSHIRE AVENUE, SUITE 300, PORTSMOUTH, NH, 03801-2904
- Phone
- 603-427-0200
- Website
- HTTP://WWW.DAVIDWENDELL.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.33B
- Discretionary AUM
- $1.14B
- Non-discretionary AUM
- $188.2M
- Discretionary accounts
- 422
- Non-discretionary accounts
- 43
- Total accounts
- 465
- AUM per client
- $2.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $780K |
| Charitable organizations | 17 | $122.0M |
| High net worth individuals | 208 | $988.2M |
| Banking or thrift institutions | Fewer than 5 | $41.6M |
| Pension and profit sharing plans | Fewer than 5 | $88.2M |
| Individuals (other than high net worth individuals) | 234 | $89.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 6 | 5 | decreased by1 |
| Apr 1, 2026 | Clients | 476 | 459 | decreased by17 |
| Apr 1, 2026 | AUM | $1,344,946,000 | $1,330,258,000 | decreased by$14,688,000 |
| Apr 1, 2026 | Accounts | 482 | 465 | decreased by17 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 470 | 476 | increased by6 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,279,596,000 | $1,344,946,000 | increased by$65,350,000 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 476 | 482 | increased by6 |
| Apr 1, 2022 | Clients | 456 | 470 | increased by14 |
| Apr 1, 2022 | AUM | $1,075,611,000 | $1,279,596,000 | increased by$203,985,000 |
| Apr 1, 2022 | Accounts | 462 | 476 | increased by14 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “DAVID WENDELL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“DAVID WENDELL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.