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THE PUTNAM ADVISORY COMPANY, LLC
CRD 106631File 801-5097
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Aug 4, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$33.19B
Top 10% of cohort (national)
Discretionary AUM
$33.19B
Clients
91
97 accounts
Employees
7
Top 10% of cohort in MA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Oct 7, 1968
- Principal office
- 100 FEDERAL ST, BOSTON, MA, 02110
- Phone
- 617-292-1000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $33.19B
- Discretionary AUM
- $33.19B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 97
- Non-discretionary accounts
- 0
- Total accounts
- 97
- AUM per client
- $364.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | Fewer than 5 | $706.9M |
| Investment companies | 6 | $2.50B |
| Charitable organizations | Fewer than 5 | $142.7M |
| High net worth individuals | 5 | $201.7M |
| Pooled investment vehicles | 72 | $24.03B |
| Pension and profit sharing plans | 8 | $5.57B |
| State or municipal government entities | Fewer than 5 | $34.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.