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THE PUTNAM ADVISORY COMPANY, LLC
CRD 106631File 801-5097
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Sep 16, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$33.19B
Top 10% of cohort (national)
Discretionary AUM
$33.19B
Clients
91
97 accounts
Employees
7
Top 10% of cohort in MA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Oct 7, 1968
- Principal office
- 100 FEDERAL ST, BOSTON, MA, 02110
- Phone
- 617-292-1000
- Website
- https://www.putnam.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $33.19B
- Discretionary AUM
- $33.19B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 97
- Non-discretionary accounts
- 0
- Total accounts
- 97
- AUM per client
- $364.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | Fewer than 5 | $706.9M |
| Investment companies | 6 | $2.50B |
| Charitable organizations | Fewer than 5 | $142.7M |
| High net worth individuals | 5 | $201.7M |
| Pooled investment vehicles | 72 | $24.03B |
| Pension and profit sharing plans | 8 | $5.57B |
| State or municipal government entities | Fewer than 5 | $34.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jan 1, 2026 | Clients | 105 | 91 | decreased by14 |
| Jan 1, 2026 | AUM | $41,473,864,610 | $33,189,776,888 | decreased by$8,284,087,722 |
| Jan 1, 2026 | Accounts | 135 | 97 | decreased by38 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 37 | 7 | decreased by30 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 100 | 105 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $80,614,699,197 | $41,473,864,610 | decreased by$39,140,834,587 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 143 | 135 | decreased by8 |
| Apr 1, 2022 | Clients | 103 | 100 | decreased by3 |
| Apr 1, 2022 | AUM | $88,790,857,242 | $80,614,699,197 | decreased by$8,176,158,045 |
| Apr 1, 2022 | Accounts | 137 | 143 | increased by6 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PUTNAM ADVISORY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PUTNAM ADVISORY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.