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PUTNAM INVESTMENT MANAGEMENT, LLC
CRD 106629File 801-7974
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Feb 3, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$117.24B
Top 10% of cohort (national)
Discretionary AUM
$110.55B
Non-discretionary $6.68B
Clients
16,428
16,432 accounts
Employees
139
Top 10% of cohort in MA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Nov 19, 1971
- Principal office
- 100 FEDERAL ST, BOSTON, MA, 02110
- Phone
- 617-292-1000
- Website
- https://www.putnam.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $117.24B
- Discretionary AUM
- $110.55B
- Non-discretionary AUM
- $6.68B
- Discretionary accounts
- 16,412
- Non-discretionary accounts
- 20
- Total accounts
- 16,432
- AUM per client
- $7.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 87 | $126.6M |
| Insurance companies | Fewer than 5 | $763.9M |
| Investment companies | 63 | $104.34B |
| Charitable organizations | 21 | $55.6M |
| Other investment advisers | 25 | $6.68B |
| High net worth individuals | 19 | $604.8M |
| Pooled investment vehicles | 6 | $1.46B |
| Pension and profit sharing plans | 39 | $8.0M |
| State or municipal government entities | Fewer than 5 | $3.2M |
| Individuals (other than high net worth individuals) | 16,168 | $3.19B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11C1
- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.