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PUTNAM INVESTMENT MANAGEMENT, LLC
CRD 106629File 801-7974
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Sep 16, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$117.24B
Top 10% of cohort (national)
Discretionary AUM
$110.55B
Non-discretionary $6.68B
Clients
16,428
16,432 accounts
Employees
139
Top 10% of cohort in MA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Nov 19, 1971
- Principal office
- 100 FEDERAL ST, BOSTON, MA, 02110
- Phone
- 617-292-1000
- Website
- https://www.putnam.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $117.24B
- Discretionary AUM
- $110.55B
- Non-discretionary AUM
- $6.68B
- Discretionary accounts
- 16,412
- Non-discretionary accounts
- 20
- Total accounts
- 16,432
- AUM per client
- $7.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 87 | $126.6M |
| Insurance companies | Fewer than 5 | $763.9M |
| Investment companies | 63 | $104.34B |
| Charitable organizations | 21 | $55.6M |
| Other investment advisers | 25 | $6.68B |
| High net worth individuals | 19 | $604.8M |
| Pooled investment vehicles | 6 | $1.46B |
| Pension and profit sharing plans | 39 | $8.0M |
| State or municipal government entities | Fewer than 5 | $3.2M |
| Individuals (other than high net worth individuals) | 16,168 | $3.19B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11C1
- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jan 1, 2026 | Employees | 197 | 139 | decreased by58 |
| Jan 1, 2026 | Clients | 554 | 16,428 | increased by15,874 |
| Jan 1, 2026 | AUM | $85,208,444,537 | $117,238,832,053 | increased by$32,030,387,516 |
| Jan 1, 2026 | Accounts | 559 | 16,432 | increased by15,873 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 316 | 197 | decreased by119 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 120 | 554 | increased by434 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $115,562,505,380 | $85,208,444,537 | decreased by$30,354,060,843 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 169 | 559 | increased by390 |
| Apr 1, 2022 | Employees | 302 | 316 | increased by14 |
| Apr 1, 2022 | Clients | 124 | 120 | decreased by4 |
| Apr 1, 2022 | AUM | $112,250,309,678 | $115,562,505,380 | increased by$3,312,195,702 |
| Apr 1, 2022 | Accounts | 166 | 169 | increased by3 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PUTNAM INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PUTNAM INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.