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SPARROW CAPITAL MANAGEMENT INC
CRD 106616File 801-42906
APPROVED
Retail clients
Custody
Filing as of Mar 18, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$113.3M
Bottom 25% of cohort (national)
Discretionary AUM
$113.3M
Clients
58
61 accounts
Employees
2
Bottom 25% of cohort in MO
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Dec 1, 1992
- Principal office
- 8500 MARYLAND, AVENUE SUITE 743, ST. LOUIS, MO, 63105
- Phone
- 314-725-6161
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $113.3M
- Discretionary AUM
- $113.3M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 61
- Non-discretionary accounts
- 0
- Total accounts
- 61
- AUM per client
- $2.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 1 | $273K |
| Investment companies | 1 | $68.2M |
| High net worth individuals | 10 | $19.8M |
| Pooled investment vehicles | 1 | $9.0M |
| Pension and profit sharing plans | Fewer than 5 | $597K |
| Individuals (other than high net worth individuals) | 44 | $15.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 62 | 58 | decreased by4 |
| Apr 1, 2026 | AUM | $224,250,272 | $113,262,659 | decreased by$110,987,613 |
| Apr 1, 2026 | Accounts | 66 | 61 | decreased by5 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 72 | 62 | decreased by10 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $225,048,117 | $224,250,272 | decreased by$797,845 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 72 | 66 | decreased by6 |
| Apr 1, 2022 | Clients | 84 | 72 | decreased by12 |
| Apr 1, 2022 | AUM | $252,399,612 | $225,048,117 | decreased by$27,351,495 |
| Apr 1, 2022 | Accounts | 84 | 72 | decreased by12 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SPARROW CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SPARROW CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.