SIERRA INVESTMENT MANAGEMENT, LLC

CRD 106615File 801-42954

APPROVED

Retail clients

Custody

Filing as of Jul 15, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$360.9M

Below cohort median (national)

Discretionary AUM

$360.9M

Clients

305

759 accounts

Employees

Below cohort median in CA

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: LARO
Registration date: Dec 23, 1992
Principal office: 3420 OCEAN PARK BLVD, STE 3060, SANTA MONICA, CA, 90405
Phone: 310-452-1887
Website: https://www.youtube.com/channel/UCL-NNuTQ7q7sz_r6fpVYKSw

Assets & accounts

ADV Item 5F

Total regulatory AUM: $360.9M
Discretionary AUM: $360.9M
Non-discretionary AUM: $0
Discretionary accounts: 759
Non-discretionary accounts: 0
Total accounts: 759
AUM per client: $1.2M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	3	$2.1M
Charitable organizations	Fewer than 5	$713K
High net worth individuals	101	$259.3M
Pension and profit sharing plans	7	$12.3M
Individuals (other than high net worth individuals)	193	$75.7M

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Other advisory activities
Financial planning services
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 17, 2026	Clients	312	305
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.