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FAYEZ SAROFIM & CO.
Legal name: FAYEZ SAROFIM & CO., LLC
CRD 106584File 801-1725
APPROVED
Retail clients
Filing as of May 12, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$35.07B
Top 10% of cohort (national)
Discretionary AUM
$34.87B
Non-discretionary $198.8M
Clients
2,997
2,997 accounts
Employees
54
Top 10% of cohort in TX
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Jul 16, 1958
- Principal office
- 845 TEXAS AVENUE, SUITE 2000, HOUSTON, TX, 77002
- Phone
- 713-654-4484
- Website
- HTTP://WWW.SAROFIM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $35.07B
- Discretionary AUM
- $34.87B
- Non-discretionary AUM
- $198.8M
- Discretionary accounts
- 2,977
- Non-discretionary accounts
- 20
- Total accounts
- 2,997
- AUM per client
- $11.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 129 | $9.01B |
| Insurance companies | 1 | $149.1M |
| Investment companies | 5 | $3.30B |
| Charitable organizations | 109 | $5.65B |
| High net worth individuals | 274 | $14.14B |
| Pooled investment vehicles | 2 | $684.6M |
| Pension and profit sharing plans | 10 | $345.3M |
| State or municipal government entities | 2 | $79.3M |
| Individuals (other than high net worth individuals) | 2,465 | $1.72B |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 53 | 54 | increased by1 |
| Apr 1, 2026 | Clients | 2,926 | 2,997 | increased by71 |
| Apr 1, 2026 | AUM | $34,508,545,660 | $35,071,316,236 | increased by$562,770,576 |
| Apr 1, 2026 | Accounts | 2,926 | 2,997 | increased by71 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 2,939 | 2,926 | decreased by13 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $35,109,541,244 | $34,508,545,660 | decreased by$600,995,584 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 2,939 | 2,926 | decreased by13 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 49 | 53 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 3,015 | 2,939 | decreased by76 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $32,861,927,258 | $35,109,541,244 | increased by$2,247,613,986 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 3,015 | 2,939 | decreased by76 |
| Jul 1, 2022 | Disclosures | Yes | No | |
| Jul 1, 2022 | Clients | 3,121 | 3,015 | decreased by106 |
| Jul 1, 2022 | AUM | $36,620,757,649 | $32,861,927,258 | decreased by$3,758,830,391 |
| Jul 1, 2022 | Accounts | 3,135 | 3,015 | decreased by120 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FAYEZ SAROFIM” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FAYEZ SAROFIM” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.