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BAXTER INVESTMENT MANAGEMENT
Legal name: BAXTER BROTHERS INC.
CRD 106548File 801-1939
APPROVED
Retail clients
Custody
Filing as of Mar 11, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$1.17B
Above cohort median (national)
Discretionary AUM
$1.17B
Clients
446
1,057 accounts
Employees
7
Above cohort median in CT
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- May 1, 1959
- Principal office
- 1030 EAST PUTNAM AVENUE, RIVERSIDE, CT, 06878
- Phone
- 203-637-4559
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.17B
- Discretionary AUM
- $1.17B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,057
- Non-discretionary accounts
- 0
- Total accounts
- 1,057
- AUM per client
- $2.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 7 | $17.2M |
| Charitable organizations | 5 | $22.3M |
| High net worth individuals | 222 | $1.05B |
| Pension and profit sharing plans | 9 | $9.3M |
| Individuals (other than high net worth individuals) | 203 | $66.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.