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TCW INVESTMENT MANAGEMENT COMPANY LLC
CRD 106546File 801-29075
APPROVED
Retail clients
Filing as of May 5, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$38.82B
Top 10% of cohort (national)
Discretionary AUM
$38.82B
Clients
4,945
4,982 accounts
Employees
405
Top 10% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Feb 18, 1987
- Principal office
- 515 SOUTH FLOWER STREET, LOS ANGELES, CA, 90071
- Phone
- 213-244-0000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $38.82B
- Discretionary AUM
- $38.82B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 4,982
- Non-discretionary accounts
- 0
- Total accounts
- 4,982
- AUM per client
- $7.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 71 | $121.2M |
| Non-U.S. persons | 1 | $1.3M |
| Insurance companies | 1 | $297K |
| Investment companies | 12 | $29.48B |
| Charitable organizations | 48 | $77.9M |
| High net worth individuals | 15 | $106.7M |
| Pooled investment vehicles | 9 | $6.09B |
| Pension and profit sharing plans | 40 | $514.3M |
| Individuals (other than high net worth individuals) | 4,748 | $2.42B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.