HOLDERNESS INVESTMENTS CO

CRD 106530File 801-49875

APPROVED

Retail clients

Custody

Filing as of Mar 30, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$660.7M

Above cohort median (national)

Discretionary AUM

$641.6M

Non-discretionary $19.1M

Clients

339

778 accounts

Employees

Above cohort median in NC

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: ARO
Registration date: Aug 14, 1995
Principal office: 2102 N. ELM STREET, SUITE C, GREENSBORO, NC, 27408
Phone: 336-574-1400
Website: HTTP://WWW.HOLDERNESSINVESTMENTS.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $660.7M
Discretionary AUM: $641.6M
Non-discretionary AUM: $19.1M
Discretionary accounts: 756
Non-discretionary accounts: 22
Total accounts: 778
AUM per client: $1.9M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	5	$9.9M
Charitable organizations	Fewer than 5	$19.4M
High net worth individuals	93	$498.0M
Pension and profit sharing plans	10	$18.1M
Individuals (other than high net worth individuals)	231	$115.2M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.