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OPUS CAPITAL MANAGEMENT
Legal name: OPUS CAPITAL GROUP, LLC
CRD 106528File 801-51533
APPROVED
Retail clients
Filing as of Mar 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.51B
Above cohort median (national)
Discretionary AUM
$1.02B
Non-discretionary $490.8M
Clients
430
430 accounts
Employees
7
Top 25% of cohort in OH
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Mar 18, 1996
- Principal office
- 221 EAST 4TH STREET, SUITE 2850, CINCINNATI, OH, 45202
- Phone
- 513-621-6787
- Website
- HTTPS://WWW.OPUSINC.COM/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.51B
- Discretionary AUM
- $1.02B
- Non-discretionary AUM
- $490.8M
- Discretionary accounts
- 424
- Non-discretionary accounts
- 6
- Total accounts
- 430
- AUM per client
- $3.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 2 | $16.3M |
| Charitable organizations | 6 | $233.1M |
| High net worth individuals | 259 | $855.3M |
| Pension and profit sharing plans | 7 | $357.3M |
| Individuals (other than high net worth individuals) | 156 | $51.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Publications
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 414 | 430 | increased by16 |
| Apr 1, 2026 | AUM | $1,225,576,263 | $1,513,496,825 | increased by$287,920,562 |
| Apr 1, 2026 | Accounts | 414 | 430 | increased by16 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 8 | 7 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 351 | 414 | increased by63 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $882,706,586 | $1,225,576,263 | increased by$342,869,677 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 351 | 414 | increased by63 |
| Apr 1, 2022 | Employees | 6 | 8 | increased by2 |
| Apr 1, 2022 | Clients | 311 | 351 | increased by40 |
| Apr 1, 2022 | AUM | $753,217,174 | $882,706,586 | increased by$129,489,412 |
| Apr 1, 2022 | Accounts | 311 | 351 | increased by40 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “OPUS CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“OPUS CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.