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MANULIFE INVESTMENT MANAGEMENT (US) LLC
CRD 106435File 801-42023
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 25, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$228.04B
Top 10% of cohort (national)
Discretionary AUM
$228.00B
Non-discretionary $37.0M
Clients
4,853
4,861 accounts
Employees
267
Top 10% of cohort in MA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Aug 4, 1992
- Principal office
- 197 CLARENDON ST, BOSTON, MA, 02116
- Phone
- 617-375-1500
- Website
- http://www.manulifeim.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $228.04B
- Discretionary AUM
- $228.00B
- Non-discretionary AUM
- $37.0M
- Discretionary accounts
- 4,860
- Non-discretionary accounts
- 1
- Total accounts
- 4,861
- AUM per client
- $47.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 203 | $3.08B |
| Non-U.S. persons | 10 | $5.40B |
| Insurance companies | 11 | $15.64B |
| Investment companies | 113 | $145.84B |
| Charitable organizations | 762 | $760.9M |
| High net worth individuals | 151 | $270.3M |
| Pooled investment vehicles | 110 | $45.12B |
| Pension and profit sharing plans | 105 | $4.86B |
| State or municipal government entities | 15 | $5.32B |
| Individuals (other than high net worth individuals) | 3,373 | $1.13B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11C2
- Q11D1
- Q11D2
- Q11D4
- Q11E2
- Q11H2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 4,861 | 4,853 | decreased by8 |
| Apr 1, 2026 | Employees | 270 | 267 | decreased by3 |
| Apr 1, 2026 | Clients | 4,946 | 4,861 | decreased by85 |
| Apr 1, 2026 | AUM | $201,358,536,273 | $228,040,017,631 | increased by$26,681,481,358 |
| Apr 1, 2026 | Accounts | 4,946 | 4,861 | decreased by85 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 267 | 270 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 2,544 | 4,946 | increased by2,402 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $220,729,279,323 | $201,358,536,273 | decreased by$19,370,743,050 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,545 | 4,946 | increased by2,401 |
| Apr 1, 2022 | Employees | 266 | 267 | increased by1 |
| Apr 1, 2022 | Clients | 1,961 | 2,544 | increased by583 |
| Apr 1, 2022 | AUM | $214,188,876,707 | $220,729,279,323 | increased by$6,540,402,616 |
| Apr 1, 2022 | Accounts | 1,962 | 2,545 | increased by583 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MANULIFE INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MANULIFE INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.