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ABBOTT CAPITAL MANAGEMENT LLC
CRD 106332File 801-27914
APPROVED
Custody
Filing as of Jul 16, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$15.56B
Top 10% of cohort (national)
Discretionary AUM
$14.73B
Non-discretionary $827.8M
Clients
61
64 accounts
Employees
60
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Sep 22, 1986
- Principal office
- 640 FIFTH AVENUE, 7TH FLOOR, NEW YORK, NY, 10019
- Phone
- 212-757-2700
- Website
- HTTP://WWW.ABBOTTCAPITAL.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $15.56B
- Discretionary AUM
- $14.73B
- Non-discretionary AUM
- $827.8M
- Discretionary accounts
- 56
- Non-discretionary accounts
- 8
- Total accounts
- 64
- AUM per client
- $255.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 56 | $7.92B |
| Pension and profit sharing plans | Fewer than 5 | $189.8M |
| State or municipal government entities | 5 | $7.45B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 1, 2026 | Clients | 60 | 61 | increased by1 |
| Aug 1, 2026 | AUM | $15,334,056,771 | $15,556,946,727 | increased by$222,889,956 |
| Aug 1, 2026 | Accounts | 63 | 64 | increased by1 |
| Apr 1, 2026 | Employees | 62 | 60 | decreased by2 |
| Apr 1, 2026 | Clients | 59 | 60 | increased by1 |
| Apr 1, 2026 | AUM | $14,993,174,975 | $15,334,056,771 | increased by$340,881,796 |
| Apr 1, 2026 | Accounts | 62 | 63 | increased by1 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $15,055,057,835 | $14,993,174,975 | decreased by$61,882,860 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 49 | 62 | increased by13 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 46 | 59 | increased by13 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $14,021,618,762 | $15,055,057,835 | increased by$1,033,439,073 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 52 | 62 | increased by10 |
| Aug 1, 2022 | AUM | $14,064,524,776 | $14,021,618,762 | decreased by$42,906,014 |
| Apr 1, 2022 | Employees | 53 | 49 | decreased by4 |
| Apr 1, 2022 | Clients | 43 | 46 | increased by3 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ABBOTT CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ABBOTT CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.