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SAUBERAN & COMPANY, LLC
CRD 106317File 801-38553
APPROVED
Retail clients
Disclosure events
Filing as of Apr 20, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$5.8M
Bottom 25% of cohort (national)
Discretionary AUM
$5.8M
Clients
45
56 accounts
Employees
1
Bottom 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Apr 19, 1991
- Principal office
- 175 WALNUT ST SUITE#2, LOCKPORT, NY, 14094
- Phone
- 716-439-1265
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $5.8M
- Discretionary AUM
- $5.8M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 56
- Non-discretionary accounts
- 0
- Total accounts
- 56
- AUM per client
- $129K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 45 | $5.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.