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MORGAN DEMPSEY CAPITAL MANAGEMENT LLC
CRD 106288File 801-48064
APPROVED
Retail clients
Filing as of Mar 6, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$252.3M
Below cohort median (national)
Discretionary AUM
$251.7M
Non-discretionary $508K
Clients
464
464 accounts
Employees
6
Below cohort median in WI
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Dec 19, 1994
- Principal office
- 10850 W. PARK PLACE, SUITE 470, MILWAUKEE, WI, 53224
- Phone
- 414-319-1080
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $252.3M
- Discretionary AUM
- $251.7M
- Non-discretionary AUM
- $508K
- Discretionary accounts
- 462
- Non-discretionary accounts
- 2
- Total accounts
- 464
- AUM per client
- $544K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 8 | $3.0M |
| Investment companies | 1 | $34.3M |
| Charitable organizations | Fewer than 5 | $1.3M |
| High net worth individuals | 454 | $213.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 5 | 6 | increased by1 |
| Apr 1, 2026 | Clients | 563 | 464 | decreased by99 |
| Apr 1, 2026 | AUM | $286,579,170 | $252,255,333 | decreased by$34,323,837 |
| Apr 1, 2026 | Accounts | 563 | 464 | decreased by99 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 6 | 5 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | Yes | No | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 851 | 563 | decreased by288 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $340,836,703 | $286,579,170 | decreased by$54,257,533 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 851 | 563 | decreased by288 |
| Apr 1, 2022 | Employees | 7 | 6 | decreased by1 |
| Apr 1, 2022 | Disclosures | No | Yes | |
| Apr 1, 2022 | Clients | 1,020 | 851 | decreased by169 |
| Apr 1, 2022 | AUM | $333,971,546 | $340,836,703 | increased by$6,865,157 |
| Apr 1, 2022 | Accounts | 1,020 | 851 | decreased by169 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MORGAN DEMPSEY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MORGAN DEMPSEY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.