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FINANCIALLY SPEAKING INC
CRD 106255File 801-38948
APPROVED
Retail clients
Filing as of Mar 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$164.8M
Bottom 25% of cohort (national)
Discretionary AUM
$160.3M
Non-discretionary $4.4M
Clients
295
595 accounts
Employees
5
Bottom 25% of cohort in CO
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Jun 6, 1991
- Principal office
- 5889 GREENWOOD PLAZA BLVD, SUITE 400, GREENWOOD VILLAGE, CO, 80111
- Phone
- 303-290-0702
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $164.8M
- Discretionary AUM
- $160.3M
- Non-discretionary AUM
- $4.4M
- Discretionary accounts
- 587
- Non-discretionary accounts
- 8
- Total accounts
- 595
- AUM per client
- $559K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 295 | $164.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 293 | 295 | increased by2 |
| Apr 1, 2026 | AUM | $157,410,751 | $164,782,668 | increased by$7,371,917 |
| Apr 1, 2026 | Accounts | 587 | 595 | increased by8 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 4 | 5 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 285 | 293 | increased by8 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $155,803,819 | $157,410,751 | increased by$1,606,932 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 563 | 587 | increased by24 |
| Apr 1, 2022 | Clients | 225 | 285 | increased by60 |
| Apr 1, 2022 | AUM | $167,068,379 | $155,803,819 | decreased by$11,264,560 |
| Apr 1, 2022 | Accounts | 590 | 563 | decreased by27 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FINANCIALLY SPEAKING” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FINANCIALLY SPEAKING” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.