AVANTAX PLANNING PARTNERS, INC.

CRD 106237File 801-50939

APPROVED

Retail clients

Custody

Disclosure events

Filing as of Jun 18, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$7.57B

Top 10% of cohort (national)

Discretionary AUM

$7.56B

Non-discretionary $5.3M

Clients

8,370

13,797 accounts

Employees

261

Top 10% of cohort in IA

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: CHRO
Registration date: Jan 17, 1996
Principal office: 210 JONES ST, STE. 104, DUBUQUE, IA, 52001
Phone: 563-582-2855
Website: https://avantax.com/affiliation-models/registered-investment-advisors-ria

Assets & accounts

ADV Item 5F

Total regulatory AUM: $7.57B
Discretionary AUM: $7.56B
Non-discretionary AUM: $5.3M
Discretionary accounts: 13,793
Non-discretionary accounts: 4
Total accounts: 13,797
AUM per client: $904K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	111	$152.5M
Charitable organizations	153	$49.6M
High net worth individuals	1,216	$3.58B
Pension and profit sharing plans	591	$2.16B
Individuals (other than high net worth individuals)	6,299	$1.62B

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

Q11A2

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.