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F L PUTNAM INVESTMENT MANAGEMENT CO.
CRD 106223File 801-21951
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Aug 19, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$9.72B
Top 10% of cohort (national)
Discretionary AUM
$9.64B
Non-discretionary $75.7M
Clients
3,054
7,901 accounts
Employees
160
Top 25% of cohort in MA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jul 30, 1984
- Principal office
- 6 KIMBALL LANE, LYNNFIELD, MA, 01940
- Phone
- 800-344-3435
- Website
- HTTPS://WWW.FLPUTNAM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $9.72B
- Discretionary AUM
- $9.64B
- Non-discretionary AUM
- $75.7M
- Discretionary accounts
- 7,821
- Non-discretionary accounts
- 80
- Total accounts
- 7,901
- AUM per client
- $3.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 21 | $138.2M |
| Investment companies | 1 | $92.9M |
| Charitable organizations | 203 | $1.75B |
| High net worth individuals | 1,488 | $7.04B |
| Pension and profit sharing plans | 6 | $173.3M |
| Individuals (other than high net worth individuals) | 1,335 | $522.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — A PERCENTAGE OF ASSETS UNDER ADVISEMENT
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C1
- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 134 | 160 | increased by26 |
| Apr 1, 2026 | Clients | 2,563 | 3,054 | increased by491 |
| Apr 1, 2026 | AUM | $7,695,902,054 | $9,715,433,173 | increased by$2,019,531,119 |
| Apr 1, 2026 | Accounts | 6,380 | 7,901 | increased by1,521 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 63 | 134 | increased by71 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,408 | 2,563 | increased by1,155 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $4,547,177,967 | $7,695,902,054 | increased by$3,148,724,087 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 3,635 | 6,380 | increased by2,745 |
| Apr 1, 2022 | Employees | 53 | 63 | increased by10 |
| Apr 1, 2022 | Clients | 1,294 | 1,408 | increased by114 |
| Apr 1, 2022 | AUM | $3,721,873,743 | $4,547,177,967 | increased by$825,304,224 |
| Apr 1, 2022 | Accounts | 3,329 | 3,635 | increased by306 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PUTNAM INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PUTNAM INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.