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F L PUTNAM INVESTMENT MANAGEMENT CO.
CRD 106223File 801-21951
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 10, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$9.72B
Top 10% of cohort (national)
Discretionary AUM
$9.64B
Non-discretionary $75.7M
Clients
3,054
7,901 accounts
Employees
160
Top 25% of cohort in MA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jul 30, 1984
- Principal office
- 6 KIMBALL LANE, LYNNFIELD, MA, 01940
- Phone
- 800-344-3435
- Website
- HTTPS://WWW.FLPUTNAM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $9.72B
- Discretionary AUM
- $9.64B
- Non-discretionary AUM
- $75.7M
- Discretionary accounts
- 7,821
- Non-discretionary accounts
- 80
- Total accounts
- 7,901
- AUM per client
- $3.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 21 | $138.2M |
| Investment companies | 1 | $92.9M |
| Charitable organizations | 203 | $1.75B |
| High net worth individuals | 1,488 | $7.04B |
| Pension and profit sharing plans | 6 | $173.3M |
| Individuals (other than high net worth individuals) | 1,335 | $522.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — A PERCENTAGE OF ASSETS UNDER ADVISEMENT
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C1
- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.