← Directory
SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATED
CRD 106201File 801-53815
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$3.30B
Top 25% of cohort (national)
Discretionary AUM
$3.30B
Clients
56
92 accounts
Employees
17
Top 25% of cohort in IL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Feb 10, 1997
- Principal office
- 10 SOUTH DEARBORN STREET, CHICAGO, IL, 60603
- Phone
- 312-385-8320
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.30B
- Discretionary AUM
- $3.30B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 92
- Non-discretionary accounts
- 0
- Total accounts
- 92
- AUM per client
- $59.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 6 | $784.5M |
| Investment companies | 2 | $547.1M |
| Charitable organizations | 3 | $133.8M |
| High net worth individuals | 37 | $128.7M |
| Pooled investment vehicles | 4 | $1.16B |
| Pension and profit sharing plans | 1 | $23.8M |
| State or municipal government entities | 3 | $493.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11A1
- Q11A2
- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 61 | 56 | decreased by5 |
| Apr 1, 2026 | Employees | 18 | 17 | decreased by1 |
| Apr 1, 2026 | Clients | 67 | 61 | decreased by6 |
| Apr 1, 2026 | AUM | $3,773,836,803 | $3,302,037,274 | decreased by$471,799,529 |
| Apr 1, 2026 | Accounts | 113 | 92 | decreased by21 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 20 | 18 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 64 | 67 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $5,706,548,311 | $3,773,836,803 | decreased by$1,932,711,508 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 134 | 113 | decreased by21 |
| Apr 1, 2022 | Employees | 21 | 20 | decreased by1 |
| Apr 1, 2022 | Clients | 40 | 64 | increased by24 |
| Apr 1, 2022 | AUM | $4,259,793,384 | $5,706,548,311 | increased by$1,446,754,927 |
| Apr 1, 2022 | Accounts | 107 | 134 | increased by27 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SECURITY CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SECURITY CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.