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HORIZON KINETICS ASSET MANAGEMENT LLC
CRD 106096File 801-47515
APPROVED
Retail clients
Custody
Filing as of Sep 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$9.61B
Top 10% of cohort (national)
Discretionary AUM
$9.46B
Non-discretionary $156.4M
Clients
2,223
2,223 accounts
Employees
80
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Sep 23, 1994
- Principal office
- 1270 AVENUE OF THE AMERICAS, 27TH FLOOR, NEW YORK, NY, 10020
- Phone
- 646-291-2300
- Website
- HTTP://WWW.KINETICSFUNDS.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $9.61B
- Discretionary AUM
- $9.46B
- Non-discretionary AUM
- $156.4M
- Discretionary accounts
- 2,192
- Non-discretionary accounts
- 31
- Total accounts
- 2,223
- AUM per client
- $4.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 150 | $1.13B |
| Investment companies | 15 | $3.78B |
| Charitable organizations | 19 | $27.1M |
| High net worth individuals | 1,994 | $2.56B |
| Pooled investment vehicles | 33 | $2.01B |
| Pension and profit sharing plans | 12 | $112.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Subscription fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Publications
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 84 | 80 | decreased by4 |
| Apr 1, 2026 | Clients | 2,098 | 2,223 | increased by125 |
| Apr 1, 2026 | AUM | $9,840,059,863 | $9,614,045,104 | decreased by$226,014,759 |
| Apr 1, 2026 | Accounts | 2,098 | 2,223 | increased by125 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 78 | 84 | increased by6 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,821 | 2,098 | increased by277 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $6,842,041,469 | $9,840,059,863 | increased by$2,998,018,394 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,821 | 2,098 | increased by277 |
| Apr 1, 2022 | Employees | 77 | 78 | increased by1 |
| Apr 1, 2022 | Clients | 1,789 | 1,821 | increased by32 |
| Apr 1, 2022 | AUM | $4,888,391,632 | $6,842,041,469 | increased by$1,953,649,837 |
| Apr 1, 2022 | Accounts | 1,789 | 1,821 | increased by32 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “HORIZON KINETICS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“HORIZON KINETICS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.