← Directory
HORIZON KINETICS ASSET MANAGEMENT LLC
CRD 106096File 801-47515
APPROVED
Retail clients
Custody
Filing as of Jul 7, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$9.61B
Top 10% of cohort (national)
Discretionary AUM
$9.46B
Non-discretionary $156.4M
Clients
2,223
2,223 accounts
Employees
80
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Sep 23, 1994
- Principal office
- 470 PARK AVENUE SOUTH, 4TH FLOOR SOUTH, NEW YORK, NY, 10016
- Phone
- 646-291-2300
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $9.61B
- Discretionary AUM
- $9.46B
- Non-discretionary AUM
- $156.4M
- Discretionary accounts
- 2,192
- Non-discretionary accounts
- 31
- Total accounts
- 2,223
- AUM per client
- $4.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 150 | $1.13B |
| Investment companies | 15 | $3.78B |
| Charitable organizations | 19 | $27.1M |
| High net worth individuals | 1,994 | $2.56B |
| Pooled investment vehicles | 33 | $2.01B |
| Pension and profit sharing plans | 12 | $112.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Subscription fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Publications
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.