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OPTIMA ASSET MANAGEMENT INC
CRD 106095File 801-52409
APPROVED
Retail clients
Custody
Filing as of Feb 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$657.4M
Above cohort median (national)
Discretionary AUM
$0
Non-discretionary $657.4M
Clients
111
273 accounts
Employees
2
Above cohort median in TX
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Jul 12, 1996
- Principal office
- 8144 WALNUT HILL LANE, SUITE 1180, DALLAS, TX, 75231
- Phone
- 972-726-0400
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $657.4M
- Discretionary AUM
- $0
- Non-discretionary AUM
- $657.4M
- Discretionary accounts
- 0
- Non-discretionary accounts
- 273
- Total accounts
- 273
- AUM per client
- $5.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $8K |
| High net worth individuals | 97 | $653.1M |
| Pension and profit sharing plans | Fewer than 5 | $71 |
| Individuals (other than high net worth individuals) | 14 | $4.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Clients | 121 | 111 | decreased by10 |
| Mar 1, 2026 | AUM | $607,144,932 | $657,409,445 | increased by$50,264,513 |
| Mar 1, 2026 | Accounts | 284 | 273 | decreased by11 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 107 | 121 | increased by14 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $669,553,144 | $607,144,932 | decreased by$62,408,212 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 262 | 284 | increased by22 |
| Apr 1, 2022 | Clients | 97 | 107 | increased by10 |
| Apr 1, 2022 | AUM | $490,125,863 | $669,553,144 | increased by$179,427,281 |
| Apr 1, 2022 | Accounts | 209 | 262 | increased by53 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “OPTIMA ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“OPTIMA ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.