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BARINGS LLC
CRD 106006File 801-241
APPROVED
Custody
Disclosure events
Filing as of Aug 11, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$392.75B
Top 10% of cohort (national)
Discretionary AUM
$380.66B
Non-discretionary $12.09B
Clients
417
417 accounts
Employees
1,101
Top 10% of cohort in NC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Nov 1, 1940
- Principal office
- 300 S. TRYON STREET, SUITE 2500, CHARLOTTE, NC, 28202
- Phone
- 704-805-7200
- Website
- HTTPS://X.COM/BARINGS
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $392.75B
- Discretionary AUM
- $380.66B
- Non-discretionary AUM
- $12.09B
- Discretionary accounts
- 414
- Non-discretionary accounts
- 3
- Total accounts
- 417
- AUM per client
- $941.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 9 | $1.94B |
| Insurance companies | 108 | $286.37B |
| Investment companies | 36 | $7.77B |
| Pooled investment vehicles | 210 | $73.09B |
| Banking or thrift institutions | 7 | $2.34B |
| Business development companies | 4 | $8.22B |
| Pension and profit sharing plans | 43 | $13.02B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.