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BARINGS LLC
CRD 106006File 801-241
APPROVED
Custody
Disclosure events
Filing as of Aug 11, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$392.75B
Top 10% of cohort (national)
Discretionary AUM
$380.66B
Non-discretionary $12.09B
Clients
417
417 accounts
Employees
1,101
Top 10% of cohort in NC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Nov 1, 1940
- Principal office
- 300 S. TRYON STREET, SUITE 2500, CHARLOTTE, NC, 28202
- Phone
- 704-805-7200
- Website
- HTTPS://WWW.BARINGS.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $392.75B
- Discretionary AUM
- $380.66B
- Non-discretionary AUM
- $12.09B
- Discretionary accounts
- 414
- Non-discretionary accounts
- 3
- Total accounts
- 417
- AUM per client
- $941.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 9 | $1.94B |
| Insurance companies | 108 | $286.37B |
| Investment companies | 36 | $7.77B |
| Pooled investment vehicles | 210 | $73.09B |
| Banking or thrift institutions | 7 | $2.34B |
| Business development companies | 4 | $8.22B |
| Pension and profit sharing plans | 43 | $13.02B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 1,056 | 1,101 | increased by45 |
| Apr 1, 2026 | Clients | 372 | 417 | increased by45 |
| Apr 1, 2026 | AUM | $345,208,823,660 | $392,753,494,474 | increased by$47,544,670,814 |
| Apr 1, 2026 | Accounts | 373 | 417 | increased by44 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 1,019 | 1,056 | increased by37 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 329 | 372 | increased by43 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $307,360,918,170 | $345,208,823,660 | increased by$37,847,905,490 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 329 | 373 | increased by44 |
| Apr 1, 2022 | Employees | 997 | 1,019 | increased by22 |
| Apr 1, 2022 | Clients | 320 | 329 | increased by9 |
| Apr 1, 2022 | AUM | $277,491,855,759 | $307,360,918,170 | increased by$29,869,062,411 |
| Apr 1, 2022 | Accounts | 320 | 329 | increased by9 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “BARINGS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“BARINGS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.