← Directory
DAVID VAUGHAN INVESTMENTS, LLC
CRD 105990File 801-12642
APPROVED
Retail clients
Custody
Filing as of Jul 20, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$5.33B
Top 25% of cohort (national)
Discretionary AUM
$5.33B
Non-discretionary $1.5M
Clients
1,240
4,288 accounts
Employees
48
Top 25% of cohort in IL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Mar 17, 1977
- Principal office
- 5823 N FOREST PARK DRIVE, PEORIA, IL, 61614-3559
- Phone
- 309-685-0033
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $5.33B
- Discretionary AUM
- $5.33B
- Non-discretionary AUM
- $1.5M
- Discretionary accounts
- 4,283
- Non-discretionary accounts
- 5
- Total accounts
- 4,288
- AUM per client
- $4.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 12 | $45.8M |
| Insurance companies | Fewer than 5 | $150.9M |
| Charitable organizations | 24 | $348.1M |
| High net worth individuals | 721 | $3.70B |
| Banking or thrift institutions | Fewer than 5 | $561.0M |
| Pension and profit sharing plans | 40 | $318.3M |
| Individuals (other than high net worth individuals) | 443 | $210.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.